Access US Capital Markets
The Keys to unlock access to US Capital Markets
The Keys to unlock access to US Capital Markets
Access Public Capital Markets in US without the hassle, expense or liability of SEC registration.
As an approved member of the OTC Markets Group Premium Provider Directory, we are directly linked to a European sponsor and we have an intricate understanding of the requirements.
We can facilitate your sponsorship application and speed up the process to get your shares quoted for trading within US public capital markets.
To find out if your company can achieve this in 90 days or less, just click the button below to schedule a FREE call with one of our advisors.
Key Benefits Include
Based on based on 2007-2019 research and a study by Oxford Metrica 2022.
OTC Markets Group provides international companies with an efficient and transparent trading platform in the US capital markets. Through OTC Link ATS, it connects a diverse network of broker-dealers that provide liquidity and execution services. This enables US investors to easily trade through the broker of their choice and empowers quoted companies to improve the quality of information available for investors.
Choosing to trade via OTC Markets allows you to access new capital and to expand your shareholder base in the US, without the duplicative regulatory requirements of a US exchange listing. OTC Markets allow foreign companies to use their home country disclosure in English in lieu of SEC reporting.
OTC Markets Group Inc. (OTCQX: OTCM) operates the OTCQX Best Market, the OTCQB Venture Market, and the Pink Open Market for more than 11,000 U.S. and global securities.
A volume of 375 billion dollars OTC Link ATS is operated by OTC Link LLC, a member of FINRA/SIPC and SEC regulated ATS.
The OTCQX® Best Market is for established, investor-focused U.S. and international companies. The companies found on OTCQX are distinguished by the integrity of their operations and the diligence with which they convey their qualifications.
For regulatory purposes, OTC Markets operates an "inter-dealer quotation system" rather than a "national securities exchange". This means that shares can be traded "over the counter", i.e. trading is done off-exchange directly between the market makers using OTC Link.
OTCQX offers listed non-US companies the opportunity to build their visibility, expand their liquidity and diversify their shareholder base on an established, public market in the United States without the more stringent procedures required for a secondary exchange listing.
Non-US listed companies can qualify for OTCQX International and OTCQX International Premier if they meet the necessary criteria to be quoted. To be cross-traded on OTCQX, non-US companies must undergo a qualitative review by OTC Markets Group.
They are not required to be registered with or report to the SEC. However, they must post
financial information with OTC Markets Group in English. In addition, further quality control is
provided by requiring every issuer to be sponsored by approved third-party investment banks or law firms, called OTCQX Sponsors.
Securities in the USA are subject to securities law regulation at both the state level (aka “Blue Sky laws”) and federal level. It is against Blue Sky laws for an issuer that is not on Nasdaq, NYSE or OTCQX (37 states) or OTCQB (33 states) to be recommended to be placed in private client accounts or have research distributed below institutional levels.
Larger US investors can usually trade directly in foreign markets. However, many US investors, Especially smaller US funds and retail investors, prefer to see quotes in US dollars during their regular US trading hours. They may also prefer using a US broker to execute the trade in the United States.
For example, if a Danish company is listed on e.g. Nasdaq Copenhagen, Nasdaq First North Premier or Nasdaq First North in Danish kroner, a large number of US investors will not have access to trading in the shares nor will they be able to trade in the same time zone. OTCQX can solve this by opening up cross-trading of the foreign listed shares in the United States.
To qualify for OTCQX International as a foreign issuer, you must meet the following main criteria:
Meet one of the following Reporting Standards:
Audited annual financials
Timely disclosure of material news and other information required to be made publicly available pursuant to the Exchange Act Rule 12g3-2(b) published in English, through the OTC Disclosure & News Service or an Integrated Newswire service
If your company cannot meet the higher financial standards for OTCQX, then it may be appropriate to consider seeking a quotation on OTCQB.
The OTCQB market is the second tier of the markets operated by OTC Markets Group. Unlike the OTCQX market, there are no minimum financial standards on the OTCQB market other than a USD 0.01 minimum bid price.
OTCQX®, OTCQB®, Pink® are trademarks of OTC Markets Group Inc.